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Appeal Procedures

In accordance with its recognition order, Aequitas NEO Exchange Inc. (“NEO Exchange”) has adopted procedures setting out the steps for appealing a decision by the NEO Exchange (“Appeal Procedures”).  The Appeal Procedures were treated as a public interest rule and were published for comment on September 24, 2015.  No comments were received, and they were approved by the Ontario Securities Commission on January 7, 2016.

Click here to view the Appeal Procedures