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Committees

The Aequitas NEO Exchange is required, under its recognition order, to establish and maintain a Regulatory Oversight Committee (the “ROC”). The structure and obligations of the ROC are set out in Schedule 2 to the recognition order and are reflected in the committee’s mandate, available below.

Mandate of the Regulatory Oversight Committee click here

We regularly seek input from our users and other stakeholders through our advisory committees, which will be set up shortly.