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Conflicts of Interest and Confidentiality Policies

Identification, avoidance and/or management of conflicts of interest, as applicable, and maintenance of confidentiality are paramount to the integrity of our marketplace.  As a recognized exchange, we must ensure that conflicts relating to all of our services, including listings and trading, are addressed. Our recognition order contains certain conflict of interest and confidentiality requirements.

As a result, we have policies and procedures that cover conflicts of interest, whether real or perceived, relating to the exchange’s operations, business and regulatory functions and our shareholders’ use of our products and services.