NEO Listings

ENTREPRENEURIAL SPIRIT: YOU’VE GOT IT, WE GET IT

  • BlackRock Canada Intends to Switch the Listing Venue of Certain iShares Funds from the TSX to NEO

    NEO Exchange prepares to welcome 12 iShares ETF listings

    Toronto – September 13, 2016 – Aequitas NEO Exchange Inc. (“NEO Exchange” or “NEO”), Canada’s newest stock exchange, is pleased to announce that BlackRock Asset Management Canada Limited (“BlackRock Canada”) has announced its intention to move the listing venue for certain iShares exchange-traded funds (ETFs) from the Toronto Stock Exchange (TSX) to NEO.  This decision marks the first time a... read more
  • Listings Notice - Final Approval of Original Listing

    Mar 11 '16 | 2016 - 004

    PowerShares DWA Global Momentum Index ETF (“DWG”) – Aequitas NEO Exchange Inc. (“NEO Exchange”) has granted final approval for the original listing of 50,000 units of DWG (the “DWG Units”), all of which will be issued and outstanding, subject to the completion of an initial public offering. DWG Units will be available for trading on NEO Exchange at 09:30 ET on Tuesday March 22, 2016 upon... read more
  • Listings Notice - NEO Exchange Listed Security Industry Test

    Feb 12 '16 | 2016 - 003

    In preparation for the first trading day of a NEO listed security, Aequitas NEO Exchange is pleased to announce that on Monday, February 22, 2016 we will be conducting a NEO listed security industry-wide test. The test will allow Members and Service Facilitators an opportunity to confirm their operational readiness within the Aequitas NEO Exchange production environment. View PDF read more
  • Listings Notice - Changes to Aequitas NEO Exchange Inc. ("NEO Exchange") Listing Fees

    Jan 14 '16 | 2016 - 002

    In accordance with Schedule 5 of its recognition order dated November 13, 2014, as amended, NEO Exchange has adopted, and the Ontario Securities Commission (the “OSC”) has approved, changes (the “Listing Fee Changes”) to its listing fees. NEO Exchange will no longer require a fee in connection with the submission of a Personal Information Form (Form 3) or a Declaration (Form 3A or 3B, as... read more
  • Listings Notice - Appeal Procedures

    Jan 7 '16 | 2016 - 001

    Introduction In accordance with Schedule 5 of its recognition order dated November 13, 2014, as amended, Aequitas NEO Exchange Inc. (“NEO Exchange”) has adopted and the Ontario Securities Commission (the “OSC”) has approved its appeal procedures (the “Appeal Procedures”). The Appeal Procedures is a public interests rule that was published for comments on September 24, 2015. NEO Exchange did not... read more
  • Listings Notice - NEO Exchange Listed Securities Industry Test #2

    Nov 9 '15 | 2015 - 0008

    Aequitas NEO Exchange is pleased to announce that a second NEO listed securities industry test will be conducted on November 19, 2015. The industry test allows members and service facilitators an opportunity to confirm and validate their respective integration and interaction (functional and non-functional) capabilities within the production environment for Aequitas NEO Exchange listed... read more
  • Listings Notice - Historical Data Distribution

    Oct 14 '15 | 2015 - 0007

    NEO Listings is pleased to announce that our corporate actions information is now available for distribution via subscription to the following historical data products: Listings Notices DetailsNotices contain information on NEO listed securities, corporate actions, and other listings news FormatEmail with PDF attachment FrequencyIntra-day during trading hours Listings... read more
  • Listings Notice - Request for Comments - Appeal Procedures

    Sept 24 '15 | 2015 -0006

    Introduction Aequitas NEO Exchange Inc. (“NEO Exchange”) is publishing for comment proposed appeal procedures (the “Appeal Procedures”) in accordance with Schedule 5 (the “Protocol”) of its recognition order. Pursuant to the recognition order, the Appeal Procedures were filed with the Ontario Securities Commission (“OSC”) as a Rule under the Protocol and, subject to any changes resulting from... read more
  • Listings Notice - NEO Exchange Listed Securities Industry Test Webinar

    Sept 8 '15 | 2015 - 0005

    In preparation for the upcoming NEO Listed Securities Industry Test on October 2, 2015, Aequitas NEO Exchange is pleased to announce a webinar will be hosted on September 18, 2015 between the hours of 12:00 PM and 12:30 PM. The webinar will provide an overview of Industry Test activities: Trading schedule Test symbols and security type(s) Recommended tests to be executed Confirmation of... read more
  • Listings Notice - NEO Exchange Listed Securities Industry Test

    Sept 2 '15 | 2015 - 0004

    Aequitas NEO Exchange is pleased to announce that on Friday, October 02, 2015 we will be conducting a NEO Listed Securities Industry Test (NLIT). The NLIT allows Members and Service Facilitators an opportunity to confirm and validate their respective integration and interaction (functional and non-functional) capabilities within the production environment for Aequitas NEO Exchange Listed... read more
  • Listings Notice - NEO Exchange Listed Securities Readiness

    Aug 14 '15 | 2015 - 0003

    In preparation for the first NEO Exchange listing and the upcoming NEO Exchange Listings Industry Test (date to be confirmed via a separate notice), possible scenarios and resulting outcomes are provided below as guidance. In the event the first listing is a migration, we are not able to predict which of the migration scenarios below will actually occur. Dealers and vendors are strongly... read more
  • Listings Notice - Listings Fee Changes

    Jul 08 '15 | 2015-0002

    CHANGES TO AEQUITAS NEO EXCHANGE INC. (“NEO EXCHANGE”) LISTING FEES In accordance with Schedule 5 of its recognition order dated November 13, 2014, as amended, NEO Exchange has adopted, and the Ontario Securities Commission (the “OSC”) has approved, changes (the “Listing Fee Changes”) to its listing fees. NEO Exchange is: (i) waiving its annual fees for each issuer that migrates or moves any... read more
  • Listings Notice - Housekeeping Rule Amendments

    Jul 03 '15 | 2015-0001

    Housekeeping Rule Amendments Amendments To The Aequitas Neo Exchange (“NEO Exchange”) Listing Manual And Listing Forms In accordance with Schedule 5 of its recognition order dated November 13, 2014, as amended, NEO Exchange has adopted, and the Ontario Securities Commission (the “OSC”) has approved, housekeeping amendments (the “Amendments”) to the NEO Exchange Listing Manual (the “Listing... read more