Listings

Fund Name Launch Date CAD Series Ticker USD Series Ticker CAD Hedged Series Ticker Advisor Class Unhedged Common Unit
BMO Long-Term US Treasury Bond Index ETF Feb 28, 2017 ZTL ZTL.U - - -
BMO Mid-Term US Treasury Bond Index ETF Feb 28, 2017 ZTM ZTM.U - - -
BMO Short-Term US Treasury Bond Index ETF Feb 28, 2017 ZTS ZTS.U - - -
iShares Canadian Fundamental Index ETF Feb 22, 2017 CRQ - - CRQ.A -
iShares Emerging Markets Fundamental Index ETF Feb 22, 2017 CWO - - CWO.A -
iShares International Fundamental Index ETF Feb 22, 2017 CIE - - CIE.A -
iShares Japan Fundamental Index ETF (CAD-Hedged) Feb 22, 2017 CJP - - CJP.A -
iShares US Fundamental Index ETF Feb 22, 2017 CLU - - CLU.A CLU.B
CLU.C
PowerShares DWA Global Momentum Index ETF March 22, 2016 DWG - - - -
Jan 31, 2017 - DWG.U DWG.F - -
PowerShares S&P 500 High Dividend Low Volatility Index ETF March 7, 2017 UHD UHD.U UHD.F - -
PowerShares S&P Global ex. Canada High Dividend Low Volatility Index ETF March 7, 2017 GHD - GHD.F - -
Redwood Floating Rate Preferred Fund March 15, 2017 RPS - - - -
Redwood U.S. Preferred Share Fund March 15, 2017 RPU.B - RPU - -

 

Conditionally Approved

The following securities have been conditionally approved for listing, subject to regulatory approval and final approval by the NEO Exchange:

Fund Name Launch Date CAD Series Ticker USD Series Ticker CAD Hedged Series Ticker Advisor Class Unhedged Common Unit
Redwood Emerging Markets Dividend 2017 REM - - - -
Redwood U.S. Preferred Share Fund Q1 2017 - RPU.U - - -
Redwood Unconstrained Bond 2017 RUB - - - -

Each of the above issuers has filed a preliminary prospectus containing important information relating to the applicable securities with the securities regulatory authorities in certain provinces and territories of Canada. [See the respective preliminary prospectus of any of the above issuers for more information regarding the province or territory where its prospectus is filed.] A preliminary prospectus of any issuer whose securities are conditionally approved by the NEO Exchange for listing is still subject to completion or amendment. Copies of the preliminary prospectus may be obtained from the issuer and are also available at sedar.com. There will not be any sale or acceptance of an offer to buy the securities until a receipt for the final prospectus has been issued. Investors should read the preliminary prospectus, the final prospectus and any amendment for disclosure of those facts, especially risk factors relating to the securities offered by any issuer listed above, before making an investment decision.