NEO TRADING

A LEVEL PLAYING FIELD FOR ALL

Trading Agreements

The following agreements govern all trading-related activities on Aequitas NEO Exchange. The associated fee schedules are listed below each agreement.

Please note that our General Testing Environment (GTE) is available for your integration testing.  

Connectivity Services Agreement

Applicable to all entities that are connecting directly to the Aequitas NEO Exchange production environment for the purpose of sending orders or receiving market data. This includes dealers with proprietary systems or deployed vendor solutions, vendors with hosted services, data distributors and DEA clients connecting through sponsoring Members.

Click here to download the Connectivity Services Agreement pdf, fill out the form and save it.

Click here to view the Connectivity Services Fee Schedule.

Member Agreement

Applicable to all IIROC dealers who would like to become members of the Aequitas NEO Exchange.

Click here to download the Member Agreement pdf, fill out the form and save it.

Click here to view the Membership and Trading Fee Schedule

Designated Market Maker Agreement

Applicable to any IIROC dealer that would like to become a Designated Market Maker (DMM) on the Aequitas NEO Exchange. All DMMs must also to sign the Member Agreement.

Click here to download the Designated Market Maker Agreement, fill out the form and save it.

Click here to view the Code of Conduct which all DMMs are bound by.

Aequitas Smart Order Router Subscriber Agreement

Applicable to all IIROC dealers that would like to utilize the Aequitas Smart Order Router (Aequitas SOR).

Please contact neotradingsales@aequin.com to request a copy of the Aequitas Smart Order Router Subscriber Agreement.

 

Please contact our sales team neotradingsales@aequin.com with any questions on the above.